Unclaimed
Daniel Berenguer Santos is a financial advisor who has been in the industry since 1993. Daniel is currently registered with Nylife Securities LLC. Daniel's office is located in Louisville, KY. Daniel is licensed to sell securities in 14 states. Daniel has passed the Series 6, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
03/10/1993 - Present
Nylife Securities LLC (LOUISVILLE KY)
BC
Issued 03/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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