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Daniel Bennett Waldron

First Trust Portfolios LP

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About Daniel Bennett Waldron

Daniel Waldron is a financial advisor with First Trust Portfolios LP, a firm located in Wheaton, IL. Daniel has been in the industry since October 1, 1989. Daniel Waldron holds the Series 6, 7, 24, and 63 licenses. Daniel is registered in Illinois. Daniel has previously worked at Scudder Distributors, Inc., Van Kampen Funds Inc., National Financial Services Corporation, Eверен Securities, Inc., Kemper Financial Services, Inc., and First Investors Corporation.

Firm Information

Daniel Waldron is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Waldron’s Registration & Firm History

IL

02/28/2005 - Present

First Trust Portfolios LP (WHEATON IL)

IL

01/08/2004 - 05/25/2004

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

TX

07/30/1997 - 10/21/2003

VAN KAMPEN FUNDS INC. (HOUSTON TX)

MA

05/11/1995 - 05/05/1997

NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)

MO

03/20/1989 - 05/04/1995

EVEREN SECURITIES, INC. (ST. LOUIS MO)

NA

11/23/1988 - 04/15/1989

KEMPER FINANCIAL SERVICES, INC.

NA

07/18/1986 - 11/28/1986

FIRST INVESTORS CORPORATION

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Licenses & Designations

BC

Issued 07/30/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/1988

Series 7 - General Securities Representative Examination

BC

Issued 07/17/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Bennett Waldron.
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