Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Bauer is a registered representative with Brean Capital, LLC. Daniel has been in the securities industry since December 12, 2004. Daniel has passed the Series 7, Series 63, and SIE exams. Daniel is registered in 52 states and the District of Columbia. Before joining Brean Capital, LLC, Daniel was previously registered with Truist Securities, Inc., and FTN Financial Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
02/22/2023 - Present
Brean Capital, LLC (Memphis TN)
TN
05/30/2008 - 02/14/2023
TRUIST SECURITIES, INC. (MEMPHIS TN)
TN
11/18/2004 - 05/12/2008
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
BC
Issued 03/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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