Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Bergman is a financial professional based in Boston, Massachusetts with over 12 years of experience in the industry. Daniel is currently registered with TD Securities (usa) LLC and previously worked at COWEN AND COMPANY, JEFFERIES LLC, CITIGROUP GLOBAL MARKETS INC., and UBS SECURITIES LLC. Daniel holds the Series 63, Series 86, Series 87, and Series 7 licenses. Daniel is registered with the state of Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/06/2024 - Present
TD Securities (usa) LLC (Boston MA)
MA
08/08/2023 - 04/08/2024
COWEN AND COMPANY (BOSTON MA)
MA
10/07/2021 - 08/14/2023
JEFFERIES LLC (BOSTON MA)
NY
10/13/2016 - 10/04/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/18/2011 - 09/20/2016
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 09/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/24/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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