Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Silverberg is an investment professional with over 35 years of experience in the financial services industry. Daniel has been registered with UBS Financial Services Inc. since 2005 and previously worked for Morgan Stanley. Daniel provides a range of financial services, including investment advisory, portfolio management, and financial planning. Daniel is registered with the Securities and Exchange Commission (SEC) and holds a Series 7, Series 3, Series 31, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PA
07/22/2021 - Present
UBS Financial Services Inc. (PHILADELPHIA PA)
NJ
03/23/2012 - 07/26/2021
MORGAN STANLEY (Mount Laurel NJ)
NJ
05/06/2005 - 04/02/2012
UBS FINANCIAL SERVICES INC. (MT. LAUREL NJ)
NY
03/13/2000 - 05/09/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MD
09/20/1996 - 03/15/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
07/31/1992 - 09/26/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/15/1988 - 08/28/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/02/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
10/22/1986 - 04/06/1987
BEAR, STEARNS & CO. INC.
IA
Issued 04/03/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 06/10/1987
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Daniel Silverberg is the right advisor for you? Invested Better is here to help.
