Unclaimed
Daniel Sullivan is a financial advisor at Raymond James Financial Services, Inc., where Sullivan has been registered since September 2, 2022. Sullivan holds the Series 7TO, Series 63, and SIE licenses. Sullivan is licensed in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/02/2022 - Present
Raymond James Financial Services, Inc. (ST PETERSBURG FL)
BC
Issued 11/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/25/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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