Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Augustine Kim is a financial professional with over 18 years of experience in the industry. Daniel is currently registered with Charles Schwab & CO., Inc. in Texas and holds a Series 7, Series 9, Series 10, Series 4, Series 44 and Series 63 license. Daniel has previously been registered with XR Securities LLC, Peak6 Capital Management LLC, SLK-Hull Derivatives LLC, and Hull Trading Company, L.L.C. Daniel is a Registered Options Principal and has worked in the industry for 18 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
04/06/2021 - Present
Charles Schwab & CO., Inc. (Westlake TX)
IL
09/11/2008 - 11/12/2019
XR SECURITIES LLC (CHICAGO IL)
IL
07/16/2004 - 05/26/2006
PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)
NY
08/28/2002 - 05/13/2004
SLK-HULL DERIVATIVES LLC (NEW YORK NY)
NA
05/01/1996 - 12/31/1997
HULL TRADING COMPANY, L.L.C.
BC
Issued 07/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/07/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/03/2011
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2011
Series 44 - PCX Market Maker Exam
BC
Issued 09/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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