Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Asorey is a financial advisor with UBS Financial Services Inc. with over 12 years of experience in the financial industry. Daniel holds both Series 7 and Series 63 licenses as well as a Series 65 license, and is registered in 27 states and territories. Daniel's experience includes prior roles at J.P. Morgan Securities LLC, AXA Advisors, LLC, and MORGAN STANLEY. Daniel has extensive experience providing a wide range of financial services including financial planning, portfolio management, pension consulting, and educational seminars. Daniel's expertise encompasses a wide range of clients, including individuals, corporations, pension plans, charitable organizations and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
04/15/2024 - Present
UBS Financial Services Inc. (MIAMI FL)
FL
12/08/2023 - 04/16/2024
MORGAN STANLEY (Miami FL)
FL
01/15/2014 - 11/25/2023
J.P. MORGAN SECURITIES LLC (Miami FL)
FL
06/27/2012 - 12/06/2013
AXA ADVISORS, LLC (MIAMI FL)
IA
Issued 03/15/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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