Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Roblin is an investment advisor representative with Wells Fargo Clearing Services, LLC. Daniel has been working in the financial services industry since 1992. He has passed the Series 7, Series 31, Series 63, Series 66 and SIE exams. Daniel is also a Certified Financial Planner. He has been registered with Wells Fargo Clearing Services, LLC since 2016. Prior to that, Daniel was an advisor at UBS Financial Services Inc., and Kidder, Peabody & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
03/24/2023 - Present
Wells Fargo Clearing Services, LLC (WILLIAMSVILLE NY)
NY
01/28/1995 - 02/10/2015
UBS FINANCIAL SERVICES INC. (BUFFALO NY)
NY
12/01/1992 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 11/11/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 11/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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