Unclaimed
Daniel Nickow is an active financial advisor with Raymond James & Associates, Inc. Daniel has been working in the industry since December 1998. Daniel is licensed to provide financial advice in Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Maryland, Michigan, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Virginia, Washington, and Wisconsin. Daniel has a Series 63, Series 65, Series 7, Series 31 and SIE licenses and works out of the Deerfield, IL branch of Raymond James & Associates, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
04/10/2023 - Present
Raymond James & Associates, Inc. (Deerfield IL)
IL
08/31/2012 - 05/30/2019
MESIROW FINANCIAL, INC. (HIGHLAND PARK IL)
IL
06/01/2009 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (DEERFIELD IL)
IL
01/01/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DEERFIELD IL)
BC
Issued 01/22/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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