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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Arthur James is a financial advisor with Commonwealth Financial Network and is active in the securities industry since October 3, 2007. Daniel James has 16 years of experience in the industry, providing investment advice and financial planning services to a wide range of clients. Daniel James has earned the Series 7 and Series 66 licenses, as well as the Securities Industry Essentials (SIE) exam. Daniel James is registered in 17 states, including California, Colorado, Florida, Idaho, Indiana, Maryland, New Hampshire, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Vermont, Virginia, and Washington. Daniel James is currently registered with Commonwealth Financial Network in Pittsford, NY. Commonwealth Financial Network is a Registered Investment Advisor (RIA) and provides a variety of financial services to individuals and families, including investment management, financial planning, retirement planning, and college savings planning. Commonwealth Financial Network is a national firm with over 2950 registered representatives and 3300 investment advisor representatives. The firm has a long history of providing financial services to clients of all ages and income levels.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
06/29/2021 - Present
Commonwealth Financial Network (Pittsford NY)
NY
03/24/2010 - 09/05/2018
HORNOR, TOWNSEND & KENT, INC. (PITTSFORD NY)
NY
06/01/2009 - 04/14/2010
MORGAN STANLEY SMITH BARNEY (PITTSFORD NY)
NY
10/03/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PITTSFORD NY)
BOTH
Issued 10/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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