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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Dubois is a financial advisor at LPL Financial LLC. Daniel has over 30 years of experience in the financial services industry. Daniel provides financial planning and portfolio management services to individuals, families, and businesses. Daniel is also a registered representative with LPL Financial LLC and holds the Series 7, Series 24, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
01/20/2025 - Present
LPL Financial LLC (FRANKLIN TN)
TN
08/27/2010 - 10/06/2011
VALIC FINANCIAL ADVISORS, INC. (BRENTWOOD TN)
TN
08/26/2008 - 02/11/2009
U.S. BANCORP INVESTMENTS, INC. (COLLEGE GROVE TN)
FL
10/18/2007 - 08/29/2008
CALTON & ASSOCIATES, INC. (TAMPA FL)
TN
09/22/2005 - 09/27/2007
FIFTH THIRD SECURITIES, INC. (NASHVILLE TN)
AL
02/14/2000 - 08/05/2005
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
WI
05/21/1990 - 02/14/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
06/18/1985 - 11/22/1989
LAWSON FINANCIAL CORPORATION
NA
01/14/1988 - 05/05/1988
PAMCO SECURITIES AND INSURANCE SERVICES
NA
04/15/1986 - 08/25/1986
SECURITY PACIFIC BROKERS, INC.
IA
Issued 06/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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