Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Groat is a financial advisor with over 30 years of experience in the industry. Daniel is currently registered with Commonwealth Financial Network and has previously been registered with several other firms. Daniel is licensed to provide investment advice in a variety of states, including California, Nevada, Arizona, Florida, and Texas. He also holds multiple industry credentials, including the Series 6, 7, 24, 51, and 63 exams. Daniel has experience providing financial planning, portfolio management, and other investment services to a variety of clients, including individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/10/2024 - Present
Commonwealth Financial Network (SAN DIEGO CA)
CA
03/03/2017 - 03/19/2024
INDEPENDENT FINANCIAL GROUP, LLC (Folsom CA)
CA
11/10/2003 - 03/08/2017
NEXT FINANCIAL GROUP, INC. (FOLSOM CA)
GA
05/05/1993 - 11/07/2003
FSC SECURITIES CORPORATION (ATLANTA GA)
CA
04/07/1993 - 05/11/1993
JACKSON NATIONAL FINANCIAL SERVICES, INC. (LOS ANGELES CA)
MA
04/15/1991 - 04/29/1992
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/15/1991 - 04/29/1992
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 04/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/23/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/11/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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