Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Capote is an investment advisor representative at MML Investors Services, LLC. Daniel has been in the financial services industry for over 17 years. Daniel has been registered with the state of Arizona since 2019 and is also registered with the state of Texas. Daniel has passed the Series 6, Series 7, Series 63 and Series 65 exams. Daniel specializes in providing financial planning and investment advice for individuals, businesses, pensions, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
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2
AZ
02/10/2023 - Present
MML Investors Services, LLC (SCOTTSDALE AZ)
AZ
01/10/2019 - 02/25/2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (PHOENIX AZ)
AZ
10/01/2012 - 10/29/2015
J.P. MORGAN SECURITIES LLC (PHOENIX AZ)
AZ
12/10/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
AZ
07/02/2009 - 11/15/2010
ALLSTATE FINANCIAL SERVICES, LLC (SURPRISE AZ)
FL
03/05/2002 - 04/10/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MO
08/08/2001 - 03/20/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
FL
07/30/2001 - 08/10/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
GA
06/26/1998 - 07/26/2001
FSC SECURITIES CORPORATION (ATLANTA GA)
MO
03/07/1997 - 07/14/1998
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
VA
06/10/1996 - 03/25/1997
DMG SECURITIES, INC. (GREAT FALLS VA)
BC
Issued 04/19/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/09/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2019
Series 7 - General Securities Representative Examination
BC
Issued 10/29/2015
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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