Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Toffolo is a financial advisor who has been in the industry since April 14, 2013. Daniel currently works at Foreside Fund Services, LLC in Newark, NJ. Daniel has previously worked for FEF Distributors, LLC, Prudential Investment Management Services LLC, Morgan Stanley, and Northwestern Mutual Investment Services, LLC. Daniel has passed the Uniform Combined State Law Examination, General Securities Principal Examination, Securities Industry Essentials Examination, and General Securities Representative Examination. Daniel is licensed in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
03/23/2021 - Present
Foreside Fund Services, LLC (Newark NJ)
NY
09/14/2016 - 09/28/2020
FEF DISTRIBUTORS, LLC (NEW YORK NY)
NJ
06/19/2014 - 09/09/2016
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
12/18/2012 - 06/30/2014
MORGAN STANLEY (FLORHAM PARK NJ)
NJ
09/20/2012 - 11/19/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MORRISTOWN NJ)
BOTH
Issued 02/22/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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