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Daniel Anthony Santos

Pruco Securities, LLC

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About Daniel Anthony Santos

Daniel Santos is a registered investment advisor with Pruco Securities, LLC, a financial services firm based in Newark, New Jersey. Daniel has over nine years of experience in the financial services industry, specializing in various investment services for both individuals and corporations. Daniel is licensed to provide securities and investment advisory services in both New Jersey and New York. Before joining Pruco Securities, LLC, Daniel worked for Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC, gaining valuable experience in providing financial advice and managing investments.

Firm Information

Daniel Santos is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Daniel Santos’s Registration & Firm History

NJ

09/12/2023 - Present

Pruco Securities, LLC (Basking Ridge NJ)

NJ

07/24/2015 - 07/12/2023

WELLS FARGO CLEARING SERVICES, LLC (SUMMIT NJ)

NJ

05/07/2014 - 05/27/2015

J.P. MORGAN SECURITIES LLC (MORRIS PLAINS NJ)

NJ

10/08/2013 - 04/01/2014

WELLS FARGO ADVISORS, LLC (LINDEN NJ)

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Licenses & Designations

BOTH

Issued 12/16/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/17/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2017

Series 7 - General Securities Representative Examination

BC

Issued 10/08/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Daniel Anthony Santos. Review regulatory record here.
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