Unclaimed
Daniel Anthony Posthauer is a financial professional with over 10 years of experience in the industry. Daniel is currently registered with Intercoastal Capital Markets, Inc. and holds Series 7 and Series 66 licenses, as well as the SIE exam. Previously, Daniel worked with CREWS & ASSOCIATES, INC., Cantor Fitzgerald & Co., Wedbush Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Daniel has a diverse background in the financial industry, with experience in various aspects of the business. Daniel is committed to providing his clients with the highest quality of service and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/03/2017 - Present
Intercoastal Capital Markets, Inc. (BOCA RATON FL)
CA
01/19/2016 - 01/31/2017
CREWS & ASSOCIATES, INC. (Walnut Creek CA)
CA
04/23/2013 - 01/19/2016
CANTOR FITZGERALD & CO. (SAN FRANCISCO CA)
CA
03/07/2011 - 05/10/2013
WEDBUSH SECURITIES INC. (SAN FRANCISCO CA)
CA
10/16/2009 - 02/28/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
BOTH
Issued 11/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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