Invested Better
Unclaimed

Unclaimed

Unclaimed

Daniel Anthony Posthauer

Intercoastal Capital Markets, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Daniel? Claim Your Profile

About Daniel Anthony Posthauer

Daniel Anthony Posthauer is a financial professional with over 10 years of experience in the industry. Daniel is currently registered with Intercoastal Capital Markets, Inc. and holds Series 7 and Series 66 licenses, as well as the SIE exam. Previously, Daniel worked with CREWS & ASSOCIATES, INC., Cantor Fitzgerald & Co., Wedbush Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Daniel has a diverse background in the financial industry, with experience in various aspects of the business. Daniel is committed to providing his clients with the highest quality of service and guidance.

Firm Information

Daniel Posthauer is currently registered with Intercoastal Capital Markets, Inc.. Intercoastal Capital Markets, Inc. is a Corporation that was formed in 1960-07-26. The firm has been approved for operations in 38 states and is registered with the SEC. The firm has a history of regulatory events (9), arbitration disclosures (2), and one bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Daniel Posthauer’s Registration & Firm History

FL

07/03/2017 - Present

Intercoastal Capital Markets, Inc. (BOCA RATON FL)

CA

01/19/2016 - 01/31/2017

CREWS & ASSOCIATES, INC. (Walnut Creek CA)

CA

04/23/2013 - 01/19/2016

CANTOR FITZGERALD & CO. (SAN FRANCISCO CA)

CA

03/07/2011 - 05/10/2013

WEDBUSH SECURITIES INC. (SAN FRANCISCO CA)

CA

10/16/2009 - 02/28/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)

Not sure if Daniel Anthony Posthauer is right for you?

Licenses & Designations

BOTH

Issued 11/05/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Anthony Posthauer.
Not sure if Daniel Anthony Posthauer is right for you?