Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Annunziato is a financial professional with over 17 years of experience in the securities industry. Daniel is currently registered with UBS Securities LLC in New York, New York. Daniel has previously worked at BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., SG Americas Securities, LLC, Newedge USA, LLC, ICM Capital Markets Ltd., and UST Securities Corp. Daniel holds the Series 7, 24, 27, 52, 53, 66, 99, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/18/2019 - Present
UBS Securities LLC (NEW YORK NY)
NY
02/25/2016 - 04/08/2019
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
02/29/2016 - 07/09/2018
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NY
01/02/2015 - 11/18/2015
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
08/29/2011 - 01/02/2015
NEWEDGE USA, LLC (NEW YORK NY)
NY
05/28/2009 - 02/18/2010
ICM CAPITAL MARKETS LTD. (NEW YORK NY)
NJ
06/26/2002 - 08/11/2008
UST SECURITIES CORP. (JERSEY CITY NJ)
BOTH
Issued 07/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/15/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/19/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/23/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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