Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Medina is a financial professional with over 20 years of experience in the industry. Daniel has worked at several prominent firms, including Bear, Stearns & Co. Inc., Salomon Brothers Inc., and UBOC Investment Services, Inc. Currently, Daniel is registered with Needham & Company, LLC and is licensed to provide investment advisory services in California, Massachusetts, and New York. Daniel offers securities research and is active in the financial services industry since October 8, 2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
CA
12/08/2009 - Present
Needham & Company, LLC (SAN FRANCISCO CA)
CA
10/27/1994 - 02/03/1997
UBOC INVESTMENT SERVICES, INC. (GLENDALE CA)
NY
07/15/1986 - 10/22/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
09/21/1983 - 05/02/1986
SALOMON BROTHERS INC.
BC
Issued 12/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/20/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/07/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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