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Daniel Andrew Garton

PFG Advisors

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About Daniel Andrew Garton

Daniel Andrew Garton is an Investment Advisor Representative with PFG Advisors. Daniel has been in the securities industry since November 24, 2004. Daniel holds Series 63, 66, and 7 licenses. Daniel works out of the firm's Albuquerque, New Mexico office. Daniel has worked with Securities America, Inc. and Foothill Securities, Inc. in the past. Daniel is currently registered in Arizona, Arkansas, Colorado, Iowa, New Mexico, Oklahoma, Oregon, and Texas. Daniel specializes in providing financial planning, pension consulting, and portfolio management services. Daniel is currently a volunteer Board Member with Estancia Valley Classical Academy Foundation, a K-12 charter school.

Firm Information

Daniel Garton is currently registered with PFG Advisors. PFG Advisors is an investment advisory firm located in PHOENIX, AZ, with over 100 licensed agents and advisors. They have approximately $2.8 billion in regulatory assets under management. PFG Advisors specializes in providing financial planning, pension consulting, and portfolio management services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans. They also offer selection of other advisors.
PFG Advisors

3200 N. CENTRAL AVE

PHOENIX, AZ 85012

$2.83B

Assets Under Management

10

Total Clients

111

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Garton’s Registration & Firm History

NM

04/18/2018 - Present

PFG Advisors (Albuquerque NM)

NM

12/08/2016 - 06/14/2024

SECURITIES AMERICA, INC. (ALBUQUERQUE NM)

NM

09/29/2009 - 12/08/2016

FOOTHILL SECURITIES, INC. (ALBUQUERQUE NM)

NM

05/10/2004 - 03/13/2009

CUE FINANCIAL GROUP, INC. (ALBUQUERQUE NM)

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Licenses & Designations

BOTH

Issued 12/13/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/17/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Andrew Garton.
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