Unclaimed
Daniel Andrew Garton is an Investment Advisor Representative with PFG Advisors. Daniel has been in the securities industry since November 24, 2004. Daniel holds Series 63, 66, and 7 licenses. Daniel works out of the firm's Albuquerque, New Mexico office. Daniel has worked with Securities America, Inc. and Foothill Securities, Inc. in the past. Daniel is currently registered in Arizona, Arkansas, Colorado, Iowa, New Mexico, Oklahoma, Oregon, and Texas. Daniel specializes in providing financial planning, pension consulting, and portfolio management services. Daniel is currently a volunteer Board Member with Estancia Valley Classical Academy Foundation, a K-12 charter school.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NM
04/18/2018 - Present
PFG Advisors (Albuquerque NM)
NM
12/08/2016 - 06/14/2024
SECURITIES AMERICA, INC. (ALBUQUERQUE NM)
NM
09/29/2009 - 12/08/2016
FOOTHILL SECURITIES, INC. (ALBUQUERQUE NM)
NM
05/10/2004 - 03/13/2009
CUE FINANCIAL GROUP, INC. (ALBUQUERQUE NM)
BOTH
Issued 12/13/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Garton is the right advisor for you? Invested Better is here to help.