Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Bruzzo is a financial professional with over 20 years of experience in the industry. Daniel is currently registered with Santander US Capital Markets LLC and is licensed to provide investment advice in New York. Daniel has held previous positions at FTN Financial Securities Corp, Spear, Leeds & Kellogg, L.P. and TD Waterhouse Investor Services, Inc.. Daniel holds several industry licenses including Series 7, Series 24, Series 63, Series 72 and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/20/2019 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
01/07/2005 - 04/05/2019
FTN FINANCIAL SECURITIES CORP (NEW YORK NY)
NY
09/04/2001 - 01/07/2005
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NE
03/02/2001 - 07/24/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 03/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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