Unclaimed
Daniel Vargas hernandez is a registered representative with Northwestern Mutual Investment Services, LLC in Tampa, FL. Daniel Vargas hernandez has been in the industry since 2022 and has earned the Series 66 and Series 7TO licenses as well as the SIE exam. Daniel Vargas hernandez is also registered as an Investment Advisor Representative in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
04/28/2023 - Present
Northwestern Mutual Investment Services, LLC (TAMPA FL)
BOTH
Issued 04/21/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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