Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Gerschel is an active broker and investment advisor representative with UBS Financial Services Inc. Daniel Gerschel has been in the industry since 2004. Previously, Daniel Gerschel was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, UOB Kay Hian (U.S.) Inc. and Oppenheimer & Co. Inc. Daniel Gerschel is licensed to provide investment advice in 55 states and jurisdictions. Daniel Gerschel specializes in providing financial planning, pension consulting, educational seminars, security ratings, and portfolio management for individuals and businesses. Daniel Gerschel also has a family limited partnership and is a 25% owner of an investment property/country home.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
06/26/2023 - Present
UBS Financial Services Inc. (New York NY)
NY
02/13/2014 - 06/05/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/15/2010 - 02/21/2014
MORGAN STANLEY (NEW YORK NY)
NY
12/09/2008 - 05/22/2009
UOB KAY HIAN (U.S.) INC. (NEW YORK NY)
NY
01/14/2008 - 04/02/2008
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
09/04/2002 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BOTH
Issued 10/28/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Daniel Gerschel is the right advisor for you? Invested Better is here to help.
