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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Utoft is an investment advisor representative with Morgan Stanley. Daniel is registered with FINRA and has been in the industry since 1990. Daniel has passed the Series 7, Series 31, Series 55, Series 63, and Series 66 exams. Daniel also holds licenses in the following states: Arizona, California, Connecticut, Florida, Illinois, Indiana, Minnesota, New York, Ohio, and Texas. Previously, Daniel was affiliated with Piper Jaffray & Co. and Dain Bosworth Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MN
04/26/2022 - Present
Morgan Stanley (Bloomington MN)
MN
12/19/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BLOOMINGTON MN)
MN
04/10/1997 - 03/05/2008
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NA
01/30/1990 - 03/21/1997
DAIN BOSWORTH INCORPORATED
BOTH
Issued 01/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 12/30/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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