Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Sturges is a financial advisor at Wells Fargo Clearing Services, LLC. Daniel has over 20 years of experience in the financial services industry. Daniel holds a variety of licenses and certifications, including the Series 63, 65, 7, 9, 10, 31 and SIE exams. Daniel is registered to provide investment advice in 34 states and is also a Certified Financial Planner. Daniel has worked with a variety of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
02/18/2014 - Present
Wells Fargo Clearing Services, LLC (STEAMBOAT SPRINGS CO)
GA
10/05/2009 - 02/14/2014
AMERIPRISE FINANCIAL SERVICES, INC. (ATLANTA GA)
GA
01/17/2000 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (ATLANTA GA)
IA
Issued 06/25/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 03/09/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/13/2000
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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