Unclaimed
Daniel Allen Laya is a financial advisor with over 20 years of experience in the industry. Daniel is currently registered with Lincoln Investment and Capital Analysts. Daniel has been a registered representative with Lincoln Investment since 2006 and with Capital Analysts since 2016. Daniel specializes in portfolio management for individuals and businesses, financial planning, and the selection of other advisors. Daniel is also a member of Corner Sports LLC. Daniel has a broad range of experience across multiple firms, including Howe Barnes Investments, ABN AMRO Financial Services, and Investors Brokerage Services. Daniel holds Series 6, 7, 24, 55, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/02/2006 - Present
Lincoln Investment (LOMBARD IL)
IL
04/06/2001 - 04/14/2004
HOWE BARNES INVESTMENTS, INC. (CHICAGO IL)
IL
03/23/2000 - 04/11/2001
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
05/28/1998 - 03/14/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
IA
Issued 05/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/21/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/26/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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