Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Allen Doughty is a registered representative with LPL Financial LLC, an investment advisor with 19 years of experience. Daniel has been with LPL Financial LLC since August 2013. Daniel previously worked at Lucia Securities, LLC from September 2011 to January 2013. Daniel also worked at First Allied Securities, Inc. from March 2009 to December 2011 and at Securian Financial Services, Inc. from July 2005 to December 2008. Daniel holds the Series 66, SIE and Series 7 licenses. Daniel is registered in Texas as both a broker-dealer and an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/02/2013 - Present
LPL Financial LLC (HOUSTON TX)
TX
09/09/2011 - 01/08/2013
LUCIA SECURITIES, LLC (HOUSTON TX)
TX
03/02/2009 - 12/05/2011
FIRST ALLIED SECURITIES, INC. (HOUSTON TX)
TX
07/27/2005 - 12/31/2008
SECURIAN FINANCIAL SERVICES, INC. (HOUSTON TX)
BOTH
Issued 08/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Doughty is the right advisor for you? Invested Better is here to help.
