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Daniel Alfred Parkin

Leigh Baldwin & CO., LLC

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About Daniel Alfred Parkin

Daniel Parkin is a registered investment advisor representative with Leigh Baldwin & CO., LLC. Daniel has been in the securities industry since October 1985. Daniel previously worked at Newman, Ladd Capital, Inc., Janney Montgomery Scott LLC, Tucker Anthony Incorporated, and Thomas James Associates, Inc.. Daniel holds the Series 63, Series 65, Series 7, and Series 24 licenses. Daniel is a member of the Financial Industry Regulatory Authority (FINRA).

Firm Information

Daniel Parkin is currently registered with Leigh Baldwin & CO., LLC. Leigh Baldwin & CO., LLC is a Limited Liability Company headquartered in Cazenovia, NY, that was formed on January 31, 1995. The firm is registered with the SEC and offers investment advisory services, including financial planning, portfolio management for individuals, and selection of other advisers. The firm has approximately $232,011,373 in regulatory assets under management and serves a diverse clientele, including individuals, high-net-worth individuals, corporations, and charitable organizations.
Leigh Baldwin & CO., LLC

112 ALBANY STREET

CAZENOVIA, NY 13035

$232.01M

Assets Under Management

642

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor/referral fees from other ria's

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Daniel Parkin’s Registration & Firm History

NY

03/27/2024 - Present

Leigh Baldwin & CO., LLC (CAZENOVIA NY)

NY

01/23/2003 - 12/31/2006

NEWMAN, LADD CAPITAL, INC. (SYRACUSE NY)

PA

06/17/1996 - 01/02/2003

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

MA

07/21/1989 - 06/27/1996

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NY

09/25/1985 - 07/25/1989

THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)

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Licenses & Designations

IA

Issued 07/14/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/08/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Alfred Parkin.
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