Unclaimed
Daniel Alfonso Siller is a financial professional with over 18 years of experience in the financial industry. Daniel is currently registered with Houlihan Lokey Capital, Inc. in Boston, Massachusetts. Daniel has held previous roles at 7M Securities, LLC, Equiteq Securities LLC, R.W. Pressprich & Co., Deloitte Corporate Finance LLC, Credit Suisse Securities (USA) LLC, Lazard Freres & Co. LLC, and Goldman, Sachs & Co. Daniel is a Series 7, Series 63, Series 79TO, and SIE licensed professional. Daniel is registered in Massachusetts and New Hampshire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/04/2024 - Present
Houlihan Lokey Capital, Inc. (Boston MA)
NC
05/01/2023 - 01/03/2024
7M SECURITIES, LLC (CHARLOTTE NC)
NY
06/27/2019 - 05/03/2023
EQUITEQ SECURITIES LLC (NEW YORK NY)
NY
04/20/2015 - 06/11/2019
R.W.PRESSPRICH & CO. (NEW YORK NY)
IL
10/09/2012 - 04/20/2015
DELOITTE CORPORATE FINANCE LLC (CHICAGO IL)
NY
04/26/2010 - 09/27/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/01/2005 - 03/02/2010
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
04/20/1999 - 07/07/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 10/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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