Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Alexander Tafoya is a financial advisor who is currently registered with J.p. Morgan Institutional Investments Inc. in New York, NY. Daniel has been in the industry since June 20, 2014 and previously worked with JPMorgan Distribution Services, Inc., Park Avenue Securities LLC, and Northwestern Mutual Investment Services, LLC. Daniel has a strong background in financial services, with a wide range of experience in investment advisory, securities trading, and operations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/22/2018 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
OH
03/03/2015 - 03/23/2018
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
OH
10/21/2014 - 03/12/2015
PARK AVENUE SECURITIES LLC (WORTHINGTON OH)
OH
04/28/2014 - 08/27/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COLUMBUS OH)
BC
Issued 03/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/26/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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