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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lockwood is an investment advisor representative with Steward Partners Investment Advisory, LLC. Daniel is based in Winnetka, IL, and also serves clients in New York, NY. Daniel has been in the financial services industry since September 27, 1999, and holds the Series 66, Series 4, Series 51, Series 24, SIE, and Series 7 licenses. Daniel Lockwood is also a Certified Financial Planner. In addition to working as an investment advisor representative, Daniel also owns a real estate development business and is a board member of a non-profit organization. Daniel's previous employers include WADDELL & REED, INC. and AMERIPRISE FINANCIAL SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/09/2024 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
IL
08/05/2009 - 12/05/2017
WADDELL & REED (OAK BROOK IL)
IL
09/27/1999 - 07/13/2009
AMERIPRISE FINANCIAL SERVICES, INC. (CHICAGO IL)
MN
09/27/1999 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/06/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2006
Series 4 - Registered Options Principal Examination
BC
Issued 12/12/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/04/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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