Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Allen is a financial advisor with Principal Securities, Inc., a firm headquartered in Des Moines, IA. Daniel has been a financial advisor since 2007. Daniel has a Series 6, 7, 63, and 66 licenses. Daniel is currently registered with the state of Iowa. Daniel is also registered with the following states: Arkansas, Colorado, Florida, Georgia, Iowa, Maryland, Minnesota, New Mexico, Oklahoma, Virginia, and Wisconsin. Daniel is a Registered Representative of Principal Securities, Inc. and offers financial advice to individuals, corporations, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Daniel is a fixed insurance position Registered Representative, licensed to offer life, disability, annuities, long term care, health, Medicare Supplements, and Group Benefits. Daniel is also a financial advisor at Principal Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
04/17/2024 - Present
Principal Securities, Inc. (West Des Moines IA)
IA
08/03/2010 - 04/23/2024
VALIC FINANCIAL ADVISORS, INC. (WEST DES MOINES IA)
IA
02/27/2009 - 08/04/2010
PRINCOR FINANCIAL SERVICES CORPORATION (WEST DES MOINES IA)
IA
12/04/2008 - 12/31/2008
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MO
01/31/2002 - 08/01/2002
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
TX
08/27/1999 - 05/18/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
07/27/1998 - 10/09/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 12/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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