Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Alejandro Moreno is a registered representative with Axos Clearing LLC. Daniel Moreno holds the Series 63, Series 7 and SIE securities licenses. Daniel Moreno is also registered with the state of Nebraska. Daniel Moreno has previous experience working with TD Ameritrade, Inc. and Pacific Select Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
01/06/2023 - Present
Axos Clearing LLC (Omaha NE)
NE
05/25/2022 - 09/02/2022
TD AMERITRADE, INC. (OMAHA NE)
NE
01/03/2020 - 09/24/2020
PACIFIC SELECT DISTRIBUTORS, LLC (OMAHA NE)
NE
11/13/2017 - 01/09/2020
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 12/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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