Unclaimed
Daniel Alastair Duffee is a financial professional with over 4 years of experience in the industry. Daniel is currently registered with John Hancock Investment Management Distributors LLC in Boston, MA. Daniel has been a registered representative since February 3, 2023. Daniel holds Series 63, Series 6TO, and SIE licenses and has experience with GWFS Equities, Inc., and MML Investors Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
02/03/2023 - Present
John Hancock Investment Management Distributors LLC (BOSTON MA)
CT
01/04/2021 - 03/31/2022
GWFS EQUITIES, INC. (ENFIELD CT)
CT
01/01/2019 - 01/04/2021
MML INVESTORS SERVICES, LLC (ENFIELD CT)
BC
Issued 05/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2018
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/31/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Daniel Duffee is the right advisor for you? Invested Better is here to help.