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Daniel Alan Raymond

Valley Wealth Strategies, LLC

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About Daniel Alan Raymond

Daniel Raymond has been an active financial advisor since February 2003. Daniel is registered with the Securities and Exchange Commission as a registered investment advisor. Daniel is currently employed by Valley Wealth Strategies, LLC. Daniel is also licensed to offer insurance products as an agent with CL Zuk & Associates Insurance Services, Inc. Daniel works with individual investors of all levels, including high-net-worth individuals, and provides financial planning and portfolio management services. Daniel also has experience with pension plans.

Firm Information

Daniel Raymond is currently registered with Valley Wealth Strategies, LLC. Valley Wealth Strategies, LLC is an investment advisory firm headquartered in Lodi, CA. The firm manages over $1 billion in assets for individuals, high-net-worth individuals, and pension and profit-sharing plans. They offer a range of services including financial planning, portfolio management, and selection of other advisors. The firm has 25 licensed agents and 26 registered representatives.
Valley Wealth Strategies, LLC

404 W. PINE STREET

LODI, CA 95240

$1.02B

Assets Under Management

40

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Raymond’s Registration & Firm History

CA

05/07/2018 - Present

Valley Wealth Strategies, LLC (Lodi CA)

CA

03/31/2009 - 11/29/2017

NATIONAL PLANNING CORPORATION (LODI CA)

MA

04/03/2007 - 04/03/2009

ING FINANCIAL ADVISERS, LLC (SPRINGFIELD MA)

MA

01/24/2003 - 03/20/2007

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

MA

05/14/2003 - 05/05/2004

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

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Licenses & Designations

BOTH

Issued 10/09/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/20/2004

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/03/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Alan Raymond.
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