Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Humbert is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. He is based in NEW YORK, NY. He is also registered with FINRA. Daniel has been working in the securities industry since October 8, 1991. He has worked at several firms prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. including Lew Lieberbaum & Co., Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Daniel has earned licenses in several states. He has a variety of credentials, including Series 3, 7, 63 and 65 licenses. Daniel Humbert has been a Limited Partner at FREEDOM VIEW, a for-profit LLC based in OYSTER BAY, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/16/1992 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
04/21/1992 - 07/28/1992
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
MN
05/08/1991 - 11/18/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/08/1991 - 11/18/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1991
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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