Unclaimed
Daniel Alan Dimiero is a registered representative with Great Point Capital LLC, based in Austin, TX. Daniel has been in the industry since 2003, and holds licenses in California, Indiana, New York, and Texas. Daniel holds the Series 4, 7, 24, 55, 57TO, 63, 99TO, and SIE licenses. Daniel was previously employed at ASSENT LLC, also in Austin, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/16/2010 - Present
Great Point Capital LLC (AUSTIN TX)
TX
05/30/2003 - 08/10/2010
ASSENT LLC (AUSTIN TX)
BC
Issued 06/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2006
Series 4 - Registered Options Principal Examination
BC
Issued 10/02/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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