Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Zwelling is a financial professional with over 15 years of experience in the industry. He is currently registered with Bradley Woods & Co. Ltd. in Natick, MA. Daniel has held previous roles at TM Capital Corp. and Brock Securities LLC. He is a Series 7, 24, 63, 79 and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
05/05/2017 - Present
Bradley Woods & Co. Ltd. (Natick MA)
GA
06/26/2018 - 07/08/2020
TM CAPITAL CORP. (ATLANTA GA)
MA
02/11/2016 - 11/10/2016
TM CAPITAL CORP. (BOSTON MA)
NY
06/06/2011 - 10/21/2015
BROCK SECURITIES LLC (NEW YORK NY)
NY
09/02/1999 - 06/24/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 07/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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