Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Adam Umansky is a financial advisor with Cetera Investment Advisers LLC. He has been in the financial services industry since 1991 and has experience with a variety of firms, including First Allied Securities, Inc., Calton & Associates, Inc., and LPL Financial LLC. Daniel holds the Series 7, Series 24, Series 63, SIE, and Series 99TO licenses. He specializes in providing financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/12/2020 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
06/13/2014 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
03/31/2014 - 05/27/2014
CALTON & ASSOCIATES, INC. (CARLSBAD CA)
CA
09/07/2007 - 01/31/2013
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
10/31/2005 - 08/15/2007
AIG FINANCIAL ADVISORS, INC. (SAN DIEGO CA)
TX
02/21/2001 - 01/17/2006
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
AZ
02/23/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
05/01/1997 - 02/05/2001
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
ME
06/28/1996 - 05/02/1997
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
CA
09/21/1994 - 06/27/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
VA
08/18/1989 - 10/02/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
04/18/1989 - 08/10/1989
FIRST IMPERIAL INVESTOR SERVICES, INC.
NY
03/23/1988 - 05/03/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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