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Daniel Adam King

Apollo Global Securities, LLC

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About Daniel Adam King

Daniel Adam King is a financial advisor with Apollo Global Securities, LLC, located in New York, NY. Daniel has been in the securities industry since 2005. Daniel holds Series 7, 10, 24, 63, 79, and SIE licenses and is registered in New York. Prior to joining Apollo Global Securities, LLC, Daniel was a financial advisor with Credit Suisse Securities (USA) LLC, Barclays Capital Inc., and Citigroup Global Markets Inc..

Firm Information

Daniel King is currently registered with Apollo Global Securities, LLC. Apollo Global Securities, LLC is a Limited Liability Company formed in 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel King’s Registration & Firm History

NY

02/09/2023 - Present

Apollo Global Securities, LLC (New York NY)

NY

05/31/2011 - 02/15/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

03/27/2006 - 06/23/2011

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

04/27/2005 - 04/07/2006

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/24/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/12/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Adam King.
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