Unclaimed
Daniel Adam King is a financial advisor with Apollo Global Securities, LLC, located in New York, NY. Daniel has been in the securities industry since 2005. Daniel holds Series 7, 10, 24, 63, 79, and SIE licenses and is registered in New York. Prior to joining Apollo Global Securities, LLC, Daniel was a financial advisor with Credit Suisse Securities (USA) LLC, Barclays Capital Inc., and Citigroup Global Markets Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
05/31/2011 - 02/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
03/27/2006 - 06/23/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/27/2005 - 04/07/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 05/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/12/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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