Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Adam Griminger is a financial advisor with Stifel, Nicolaus & Company, Inc. in SPRINGFIELD, IL. Daniel has been in the industry since July 31, 2000. Daniel is licensed to offer securities and investment advice in 45 states. Daniel has the Series 7, Series 9, Series 10, Series 66, and SIE securities licenses. Daniel is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/22/2009 - Present
Stifel, Nicolaus & Company, Inc. (SPRINGFIELD IL)
IL
01/01/2008 - 05/07/2008
WACHOVIA SECURITIES, LLC (SPRINGFIELD IL)
IL
01/03/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SPRINGFIELD IL)
MN
08/01/2000 - 01/04/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/01/2000 - 01/04/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/20/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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