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Daniel Adam Brooks

Vanguard Advisers, Inc.

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About Daniel Adam Brooks

Daniel Brooks is a financial advisor with over 20 years of experience in the industry. He has worked at several financial institutions, including A. G. EDWARDS & SONS, INC., BROKER DEALER FINANCIAL SERVICES CORP., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Daniel holds the Series 7, Series 24 and Series 66 licenses. He currently works as a financial advisor at Vanguard Advisers, Inc. Daniel is a Certified Financial Planner and specializes in portfolio management for individuals, businesses and pooled investment vehicles.

Firm Information

Daniel Brooks is currently registered with Vanguard Advisers, Inc.. Vanguard Advisers, Inc. is a registered investment advisor headquartered in Malvern, Pennsylvania. With a focus on portfolio management for individuals, businesses, and pooled investment vehicles, the firm offers comprehensive financial planning services and specializes in selecting other advisors. Vanguard Advisers manages over $333 billion in assets for clients, including high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. The firm has a strong online presence, with active profiles on LinkedIn, Facebook, Instagram, YouTube, Reddit, and Twitter.
Vanguard Advisers, Inc.

100 VANGUARD BLVD

MALVERN, PA 19355

$333.07B

Assets Under Management

151,862

Total Clients

2,326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Brooks’s Registration & Firm History

AZ

02/17/2015 - Present

Vanguard Advisers, Inc. (SCOTTSDALE AZ)

MO

10/09/2002 - 04/15/2004

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

IA

08/20/1999 - 10/04/2002

BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)

MN

06/01/1999 - 07/21/1999

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

06/01/1999 - 07/21/1999

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 06/17/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/29/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/28/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Adam Brooks.
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