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Daniel Adam Borten

THE Leaders Group, Inc.

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About Daniel Adam Borten

Daniel Borten is a financial professional with experience in the financial services industry since 1996. Daniel is currently registered with The Leaders Group, Inc. and has previously held positions with H. BECK, INC., Prudential Investment Management Services LLC, PRUCO SECURITIES, LLC., MetLife Securities Inc., Metropolitan Life Insurance Company, New England Securities, Schoenke & Associates Securities Corporation, and Federation for Financial Independence. Daniel holds the Series 6, Series 63, and Series 65 licenses.

Firm Information

Daniel Borten is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Borten’s Registration & Firm History

FL

05/30/2018 - Present

THE Leaders Group, Inc. (Jacksonville FL)

MD

08/26/2013 - 04/02/2018

H. BECK, INC. (GAITHERSBURG MD)

NJ

03/31/2010 - 08/16/2012

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

05/01/2009 - 03/31/2010

PRUCO SECURITIES, LLC. (NEWARK NJ)

MA

03/17/1997 - 06/06/2003

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

02/18/1997 - 06/06/2003

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

08/25/1994 - 09/24/1996

NEW ENGLAND SECURITIES (NEW YORK NY)

MD

07/14/1993 - 07/08/1994

SCHOENKE & ASSOCIATES SECURITIES CORPORATION (GERMANTOWN MD)

NJ

10/16/1990 - 10/07/1993

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NA

03/16/1989 - 09/17/1990

FEDERATION FOR FINANCIAL INDEPENDENCE

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Licenses & Designations

IA

Issued 10/08/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/29/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Adam Borten.
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