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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Aaron Smith is a financial advisor with Raymond James Financial Services Advisors, Inc. located in Orlando, FL. Daniel Aaron Smith has been in the financial industry for over 25 years. He is a Certified Financial Planner and has a Series 6, 7, 63 and 66 licenses. Daniel Aaron Smith has experience in a variety of financial services, including insurance, investment management, and financial planning. He has worked with a variety of clients, including individuals, families, businesses, and retirement plans. Daniel Aaron Smith has a strong commitment to providing his clients with personalized financial advice and helping them achieve their financial goals. Daniel Aaron Smith previously worked for MML Investors Services, LLC and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
11/01/2021 - Present
Raymond James Financial Services Advisors, Inc. (Orlando FL)
FL
09/09/2014 - 11/03/2021
MML INVESTORS SERVICES, LLC (ORLANDO FL)
FL
06/30/1997 - 09/10/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ORLANDO FL)
WI
11/24/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 01/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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