Unclaimed
Daniel Aaron Miller is a securities professional with over 7 years of experience in the industry. Daniel is currently registered with Raine Securities LLC as a General Securities Representative. Daniel is licensed in New York and holds the Series 7, Series 63, and Series 79 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/26/2015 - Present
Raine Securities LLC (SAN FRANCISCO CA)
BC
Issued 12/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2018
Series 7 - General Securities Representative Examination
BC
Issued 09/25/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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