Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Aaron Friedman is a financial advisor registered with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. Daniel has over 20 years of experience in the financial services industry. Daniel holds Series 7, 24, 52, 53, and 63 licenses. Daniel has a broad range of experience in providing financial planning, portfolio management, and other investment-related services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/05/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
11/10/2017 - 06/13/2022
PRINCIPAL SECURITIES, INC. (Miramar FL)
DE
01/04/2016 - 08/15/2017
CAPITAL ONE INVESTING, LLC (WILMINGTON DE)
FL
09/03/2010 - 11/24/2015
MORGAN STANLEY (AVENTURA FL)
NY
04/02/2007 - 09/07/2010
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NJ
01/19/2007 - 03/05/2007
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
09/15/2004 - 01/05/2007
SPENCER-WINSTON SECURITIES CORPORATION (NEW YORK NY)
NY
07/24/2003 - 08/11/2003
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
NY
08/10/2000 - 10/03/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
11/22/1999 - 08/01/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
07/21/1999 - 11/16/1999
COLEMAN & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
03/12/1999 - 07/27/1999
DRAKE & COMPANY, INC. (NEW YORK NY)
NJ
06/24/1998 - 10/30/1998
PARAGON CAPITAL MARKETS (EAST HANOVER NJ)
NY
03/24/1998 - 06/01/1998
HORNBLOWER & WEEKS, INC. (NEW YORK NY)
IA
Issued 08/10/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/05/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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