Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Sullivan is a Registered Representative and Investment Advisor Representative with Shearman, Ralston Inc. Daniel has been in the industry since 1980. Daniel has a broad range of experience in the financial services industry and is committed to providing clients with personalized investment advice and services. Daniel specializes in the areas of trusts, estates, and charitable organizations. Daniel provides investment advice to individuals, high-net-worth individuals, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Trusts, estates and charitable organizations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CT
04/24/1980 - Present
Shearman, Ralston Inc. (GREENWICH CT)
BC
Issued 04/22/1982
Series 4 - Registered Options Principal Examination
BC
Issued 09/29/1980
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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