Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Rosario is a financial professional with over seven years of experience in the industry. Daniel has a broad range of experience, having worked at firms such as J.P. Morgan Securities LLC, Wells Fargo Advisors, LLC, TD Ameritrade, Inc., and Scottrade, Inc. Daniel currently works at Fidelity Brokerage Services LLC, where he holds a Series 6, 7, 34, and 3 license, as well as the Securities Industry Essentials (SIE) exam. Daniel is also registered in all states to provide financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
09/03/2021 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
MO
02/26/2018 - 06/18/2021
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
09/25/2017 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
NY
06/30/2016 - 09/19/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
CT
06/09/2015 - 08/11/2015
WELLS FARGO ADVISORS, LLC (OLD GREENWICH CT)
NY
10/03/2014 - 04/01/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 10/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2019
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 12/11/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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