Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel A Montesinos has been working in the financial services industry for over 16 years and is currently a Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Daniel A Montesinos holds both Series 63 and Series 65 licenses and has experience working with various firms in the industry including E*TRADE Securities LLC, WELLS FARGO CLEARING SERVICES, LLC, Morgan Stanley and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
08/30/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RIVERTON UT)
UT
01/06/2021 - 07/28/2022
E*TRADE SECURITIES LLC (SANDY UT)
UT
12/04/2018 - 09/08/2020
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
07/02/2013 - 11/19/2018
MORGAN STANLEY (SOUTH JORDAN UT)
UT
03/01/2007 - 04/01/2013
E*TRADE SECURITIES LLC (SANDY UT)
UT
06/12/2006 - 02/21/2007
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
IA
Issued 08/02/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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