Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Kaufmann is a financial advisor who is registered to provide investment advice in California and Missouri. Daniel Kaufmann is currently employed by The Leaders Group, Inc. based in Littleton, Colorado. Daniel Kaufmann has been in the securities industry since 2016. Daniel Kaufmann holds the Series 6, Series 63 and SIE licenses. Daniel Kaufmann has previous experience with CETERA FINANCIAL SPECIALISTS LLC, PARK AVENUE SECURITIES LLC and NYLIFE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/08/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MO
01/31/2019 - 05/24/2022
CETERA FINANCIAL SPECIALISTS LLC (ST. LOUIS MO)
MO
02/21/2018 - 12/17/2018
PARK AVENUE SECURITIES LLC (TOWN AND COUNTRY MO)
MO
09/13/2016 - 01/26/2018
NYLIFE SECURITIES LLC (CREVE COEUR MO)
BC
Issued 03/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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